Business Services

Business Services - Regulatory Advice

Sator offers governance, risk and compliance expertise to:-

  1. The financial services sectors – banking, funds, securities, trust companies, insurance, money services businesses and investment businesses
  2. The DNFBP sector - lawyers, accountants, estate agents, high value goods dealers, not for profit organisations and casino/e-gaming
  3. Family Offices
  4. Philanthropic organisations
  • Regulatory Advice and Strategy
  • Regulatory licence applications and other approvals, advice on appropriate governance structures. Additionally, Sator will organize premises, staff and services – a “turn key” solution.
  • Assistance with drafting or reviewing Compliance, Operational and HR Policies and Procedures to meet Codes of Practice and Handbook Requirements
  • Business Risk Assessment
  • AML/CFT Risk Assessment
  • Compliance Review
  • Independent Compliance Monitoring
  • Preparing for regulatory examination or assisting in implementation of recommendations
  • Design and/or delivery of Remediation Projects (with or without supply of interim staff)
  • Board Effectiveness Reviews
  • Complaints handling
  • Investigations
  • AML/CFT Training
  • Bribery and Corruption Training
  • Cessation of Business Plans
  • CDD and Enhanced Due Diligence Services
  • M&A Due Diligence
  • Business Continuity Planning

Sator undertakes many assignments that involve working closely with legal and forensic advisors in respect of specific litigation, investigations or regulatory crisis matters.

We are also actively engaged with Digital Jersey and have gained significant insight into the regulatory implications of crypto currency related businesses.

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